William Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank

    FRN 124344

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (28 Jul 2022 to 13 Dec 2023)
  • Astor Ridge LLP (no longer approved here)

    FRN 579287

    • [FCA CF] Client dealing (23 Nov 2020 to 15 Jun 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (16 May 2017 to 20 May 2019)
    • [FCA CF] Material risk taker (20 Jan 2017 to 20 May 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (16 May 2017 to 20 May 2019)
    • [FCA CF] Material risk taker (16 May 2017 to 20 May 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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