Date authorised
1 April 2013
Companies House
06917418
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    59 Tavistock Road
    London
    W11 1AR
    UNITED KINGDOM
    Phone
    +4407787872303
  • Complaints Contact

    59 Tavistock Road
    W11 1AR
    UNITED KINGDOM
    Phone
    +4402077585802

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Barrington Collier

    IRN ABC01070

    • CF30 Customer (24 Jul 2015 to 11 Mar 2020)
  • Campbell David Hilton Clarke

    IRN CDC01044

    • CF1 Director (2 Jan 2013 to 29 Jan 2019)
    • CF11 Money Laundering Reporting (2 Jan 2013 to 29 Jan 2019)
    • CF10 Compliance Oversight (2 Jan 2013 to 29 Jan 2019)
    • CF30 Customer (2 Jan 2013 to 29 Jan 2019)
  • Charlotte Louise Stopford Sackville

    IRN CXA01132

    • CF30 Customer (since 8 May 2019)
    • CF1 Director (AR) (since 8 May 2019)
  • Christina Costaridi-Crosby

    IRN CXC01171

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
    • CF1 Director (1 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
  • Edmund Francis Gordon Clark

    IRN EFG01008

    • CF30 Customer (3 Oct 2019 to 24 May 2024)
    • CF1 Director (AR) (3 Oct 2019 to 24 May 2024)
  • Jasprit Singh Chana

    IRN JSC01150

    • CF30 Customer (1 Sep 2017 to 17 Jan 2019)
  • Mark Nicholls

    IRN MXN01335

    • CF1 Director (AR) (7 Oct 2019 to 1 Sep 2021)
    • CF30 Customer (7 Oct 2019 to 1 Sep 2021)
  • Michelle Maria Paisley

    IRN MXP81946

    • CF1 Director (AR) (since 11 Jun 2020)
    • CF30 Customer (since 11 Jun 2020)
  • Richard James Dykstra

    IRN RJD01094

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 11 Mar 2020)
  • Richard John Crosby

    IRN RJC01197

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2019 to 8 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.