Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2013 to 8 Dec 2019)
  • BGB WESTON LIMITED (no longer approved here)

    FRN 229284

    • CF1 Director (7 May 2004 to 30 Oct 2009)
    • CF10 Compliance Oversight (7 May 2004 to 19 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.