Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (2 Jan 2013 to 29 Jan 2019)
- CF10 Compliance Oversight (2 Jan 2013 to 29 Jan 2019)
- CF11 Money Laundering Reporting (2 Jan 2013 to 29 Jan 2019)
- CF30 Customer (2 Jan 2013 to 29 Jan 2019)
-
- CF27 Investment Management (8 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.