ASSURED PRIVATE WEALTH LTD

• Principal Place of Business

  25-29 Rumbridge Street

  Totton

  Southampton

  SO40 9DQ

  UNITED KINGDOM

  Phone

  +442380661166

  Web

  https://www.apw-ifa.co.uk

• Complaints Contact

  25-29 Rumbridge Street

  Totton

  Southampton

  SO40 9DQ

  UNITED KINGDOM

  Phone

  +442380661166

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Peter Cartwright

  IRN DPC00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jan 2026)
  • Responsible for Insurance Mediation (4 Aug 2017 to 30 Sep 2018)
  • CF1 Director (18 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• Harry David Young

  IRN HDY01001

  • Responsible for Insurance Mediation (5 Aug 2016 to 14 Jun 2017)
  • CF30 Customer (5 Aug 2016 to 14 Jun 2017)
  • CF11 Money Laundering Reporting (5 Aug 2016 to 14 Jun 2017)
  • CF10 Compliance Oversight (5 Aug 2016 to 14 Jun 2017)
  • CF1 Director (5 Aug 2016 to 14 Jun 2017)
• Matthew James Holland

  IRN MXH02146

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Mar 2026)
  • SMF16 Compliance Oversight (since 9 Mar 2026)
  • Responsible for Insurance Distribution (since 2 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2024)
  • [FCA CF] Client dealing (since 16 Apr 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (5 Aug 2016 to 8 Dec 2019)
• Rebecca Holland

  IRN RXB02020

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (5 Aug 2016 to 8 Dec 2019)

No changes recorded yet.