Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 29 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 29 Aug 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 15 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Jan 2026)
- Responsible for Insurance Mediation (4 Aug 2017 to 30 Sep 2018)
- CF1 Director (18 Apr 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Apr 2017 to 8 Dec 2019)
- CF30 Customer (18 Apr 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.