Harry David Young

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASSURED PRIVATE WEALTH LTD (no longer approved here)
FRN 718755
- Responsible for Insurance Mediation (5 Aug 2016 to 14 Jun 2017)
- CF1 Director (5 Aug 2016 to 14 Jun 2017)
- CF10 Compliance Oversight (5 Aug 2016 to 14 Jun 2017)
- CF11 Money Laundering Reporting (5 Aug 2016 to 14 Jun 2017)
- CF30 Customer (5 Aug 2016 to 14 Jun 2017)
Pi Financial Ltd (no longer approved here)
FRN 186419
- CF1 Director (AR) (13 May 2015 to 11 Oct 2018)
- CF30 Customer (28 Feb 2014 to 11 Oct 2018)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (15 Mar 2010 to 27 Aug 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (31 Jul 2009 to 14 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.