Assurant Intermediary Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard William Green
IRN RWG01063
- CF29 Significant management (3 May 2019 to 8 Dec 2019)
Robert Elam
IRN RXE00035
- [FCA CF] Significant management (10 Dec 2020 to 2 Dec 2025)
Robert James Moorehead-Lane
IRN RXM02300
- CF28 Systems and controls (27 Mar 2012 to 4 Jun 2014)
Ross Matthew Carson
IRN RXC16018
- [FCA CF] Significant management (11 Jul 2022 to 8 May 2024)
- [FCA CF] Manager of certification employee (11 Jul 2022 to 8 May 2024)
Ryan Stevens
IRN RXS00710
- [FCA CF] Manager of certification employee (10 Dec 2022 to 2 Aug 2024)
- [FCA CF] Significant management (10 Dec 2022 to 2 Aug 2024)
Samantha Ross
IRN SLR01063
- CF29 Significant management (1 Oct 2010 to 18 Aug 2011)
Sara Lavinia Dodd
IRN SXD00312
- [FCA CF] Significant management (1 Mar 2021 to 2 Dec 2025)
Sarah Kate Ireland
IRN SXI00032
- [FCA CF] Significant management (10 Dec 2020 to 29 Oct 2021)
Shaminder Singh Rai
IRN SXR16051
- CF29 Significant management (27 Aug 2019 to 8 Dec 2019)
Slavko Gvero
IRN SXG01251
- CF1 Director (16 Aug 2007 to 31 Jul 2008)

Smaller firms operating under this firm's FCA authorisation.

Riteway / Cityletting Ltd (no longer appointed)
FRN 613428 · Appointed 22 Mar 2016 · Until 1 May 2017
Boro Properties Estate Agents Ltd (no longer appointed)
FRN 552473 · Appointed 20 Feb 2015 · Until 1 May 2017
IndependentFS Ltd (no longer appointed)
FRN 557481 · Appointed 13 Jan 2015 · Until 1 May 2017
Talkfair Limited (no longer appointed)
FRN 655750 · Appointed 26 Nov 2014 · Until 13 Jan 2015
Brinc Services Limited (no longer appointed)
FRN 455882 · Appointed 24 Jun 2014 · Until 13 Jan 2015
Odon Enterprise Limited (no longer appointed)
FRN 617168 · Appointed 14 Mar 2014 · Until 6 May 2015
Nutcase Cases Limited (no longer appointed)
FRN 617183 · Appointed 14 Mar 2014 · Until 19 Jan 2015
Paul Burns (no longer appointed)
FRN 409484 · Appointed 11 Feb 2014 · Until 1 May 2017
DK Haughton (no longer appointed)
FRN 615464 · Appointed 7 Feb 2014 · Until 1 May 2017
CITYCOM UK LTD (no longer appointed)
FRN 611220 · Appointed 3 Dec 2013 · Until 13 Jan 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.