Assurant Intermediary Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Soames Sembe Phares
IRN SXP00638
- [FCA CF] Significant management (11 Jul 2022 to 8 May 2024)
Stephen Ebbett
IRN SXE01358
- CF1 Director (AR) (23 Oct 2012 to 9 Jan 2015)
Steven Lloyd
IRN SXL00746
- [FCA CF] Significant management (11 Jul 2024 to 2 Dec 2025)
Stuart Edward Purdy
IRN SEP01093
- SMF9 Chair of the Governing Body (1 Mar 2023 to 31 Mar 2026)
- CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
Susan Northend
IRN SXN01458
- CF29 Significant management (4 Apr 2014 to 15 Jan 2016)
Suzanne Marie Shepherd
IRN SXS01103
- SMF3 Executive Director (since 27 Jan 2023)
Timothy Machin
IRN TXM42629
- SMF3 Executive Director (since 2 Sep 2025)
- [FCA CF] Manager of certification employee (2 Sep 2025 to 31 Oct 2025)
- [FCA CF] Significant management (2 Sep 2025 to 31 Oct 2025)
Timothy Patrick Clancy
IRN TPC01044
- CF1 Director (29 May 2014 to 1 Aug 2018)
Tracy Lindsay Morshead
IRN TLM01014
- CF2 Non Executive Director (20 Oct 2008 to 16 Jun 2017)
Victoria Anne Hodgson
IRN VAH01014
- CF1 Director (7 Nov 2008 to 30 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

Riteway / Cityletting Ltd (no longer appointed)
FRN 613428 · Appointed 22 Mar 2016 · Until 1 May 2017
Boro Properties Estate Agents Ltd (no longer appointed)
FRN 552473 · Appointed 20 Feb 2015 · Until 1 May 2017
IndependentFS Ltd (no longer appointed)
FRN 557481 · Appointed 13 Jan 2015 · Until 1 May 2017
Talkfair Limited (no longer appointed)
FRN 655750 · Appointed 26 Nov 2014 · Until 13 Jan 2015
Brinc Services Limited (no longer appointed)
FRN 455882 · Appointed 24 Jun 2014 · Until 13 Jan 2015
Odon Enterprise Limited (no longer appointed)
FRN 617168 · Appointed 14 Mar 2014 · Until 6 May 2015
Nutcase Cases Limited (no longer appointed)
FRN 617183 · Appointed 14 Mar 2014 · Until 19 Jan 2015
Paul Burns (no longer appointed)
FRN 409484 · Appointed 11 Feb 2014 · Until 1 May 2017
DK Haughton (no longer appointed)
FRN 615464 · Appointed 7 Feb 2014 · Until 1 May 2017
CITYCOM UK LTD (no longer appointed)
FRN 611220 · Appointed 3 Dec 2013 · Until 13 Jan 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.