Association of Optometrists

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Sampson
IRN AXS01289
- SMF29 Limited scope function (limited scope SMCR firms only) (since 12 Jan 2023)
Alan Terence Lester
IRN ATL01038
- CF29 Significant management (3 Apr 2012 to 12 Dec 2016)
Alison Margaret McClune
IRN AMM01233
- CF2 Non Executive Director (2 Jul 2007 to 15 May 2018)
Andrew Charles Herbert
IRN ACH01160
- Director of firm who is not a certification employee or a SMF manager (since 7 Jun 2023)
Andrew Merry
IRN AXM02167
- CF2 Non Executive Director (14 Jan 2005 to 21 Mar 2012)
Ankur Trivedi
IRN AXT00690
- Director of firm who is not a certification employee or a SMF manager (since 10 Jun 2024)
David Michael Shannon
IRN DMS01183
- CF2 Non Executive Director (14 Jan 2005 to 29 May 2014)
David Whitaker
IRN DXW00721
- Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2024)
Dharmesh Shashikant Patel
IRN DXP00364
- Director of firm who is not a certification employee or a SMF manager (28 Feb 2022 to 5 Jun 2024)
Donald Alexander Cameron
IRN DAC01215
- CF2 Non Executive Director (14 Jan 2005 to 14 Jun 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.