Association of Optometrists

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Edward Patrick McVey
IRN EPM01020
- CF2 Non Executive Director (14 Jan 2005 to 13 Jun 2007)
Elizabeth Clare Frost
IRN ECF01013
- CF2 Non Executive Director (14 Jan 2005 to 12 Jun 2007)
Ella Franci
IRN EXF00065
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
Emma Spofforth
IRN EXS01685
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (22 Nov 2016 to 8 Dec 2019)
Fatima Safia Nawaz
IRN FXN00021
- Director of firm who is not a certification employee or a SMF manager (28 Feb 2022 to 7 Jun 2023)
Franscesca Marchetti
IRN FXM00214
- Director of firm who is not a certification employee or a SMF manager (17 Oct 2022 to 5 Jun 2024)
Gordon Ilett
IRN GXI01129
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jun 2023)
- CF2 Non Executive Director (20 Apr 2018 to 8 Dec 2019)
Helen Elizabeth Tilley
IRN HET01022
- CF2 Non Executive Director (19 Sep 2011 to 12 Jan 2012)
Henrietta Alderman
IRN HXA01433
- Responsible for Insurance Distribution (14 May 2021 to 22 Feb 2023)
- SMF29 Limited scope function (limited scope SMCR firms only) (14 May 2021 to 22 Feb 2023)
- CF3 Chief Executive (1 Jul 2014 to 8 Dec 2019)
Ian Hunter
IRN IXH01170
- Responsible for Insurance Mediation (14 Jan 2005 to 2 Mar 2005)
- CF3 Chief Executive (14 Jan 2005 to 9 Mar 2005)
- CF8 Apportionment and Oversight (14 Jan 2005 to 2 Mar 2005)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.