Andrew Charles Herbert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Association of Optometrists
FRN 313444
- Director of firm who is not a certification employee or a SMF manager (since 7 Jun 2023)
Independent Broking Solutions Limited
FRN 312026
- CF1 Director (AR) (since 14 Mar 2013)
Cornerstone Insurance Brokers Limited
FRN 592670
- Employed By (since 14 Mar 2013)
MGA CAPITAL LIMITED (no longer approved here)
FRN 497552
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2019)
- CF3 Chief Executive (8 Jul 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (8 Jul 2010 to 30 Sep 2018)
- CF1 Director (16 Nov 2009 to 8 Dec 2019)
Yorkshire Energy Services CIC T/A YES Energy Solutions (no longer approved here)
FRN 722820
- CF3 Chief Executive (30 Mar 2016 to 24 Jan 2017)
- CF1 Director (30 Mar 2016 to 24 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.