Asset Management One International Ltd.

• Principal Place of Business

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

  Web

  https://www.am-one-int.co.uk

• Complaints Contact

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mariko Takahara

  IRN MXT01476

  • CF27 Investment Management (28 Mar 2006 to 27 Apr 2007)
  • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 28 Mar 2006)
• Mario De Bergolis

  IRN MXD01740

  • SMF16 Compliance Oversight (since 14 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2021)
  • SMF3 Executive Director (since 4 Jun 2020)
• Martin David Pattinson

  IRN MDP01074

  • CF30 Customer (10 Jan 2012 to 5 Jan 2017)
• Masahiro Togano

  IRN MXT01448

  • CF30 Customer (1 Nov 2007 to 20 Sep 2013)
  • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
• Masashi Yoshie

  IRN MXY01225

  • CF30 Customer (19 Sep 2013 to 4 Nov 2015)
• Masataka Hama

  IRN MXH01284

  • CF2 Non Executive Director (3 Jun 2004 to 1 Apr 2008)
• Matthew Graham

  IRN MXG01499

  • CF21 Investment Adviser (12 Jul 2004 to 12 Aug 2005)
  • CF22 Investment Adviser (Trainee) (14 Jan 2004 to 12 Jul 2004)
• Matthew James Lonergan

  IRN MJL01185

  • CF27 Investment Management (1 Dec 2001 to 8 Feb 2002)
• Misaki Kelly

  IRN MSK01026

  • [FCA CF] Client dealing (since 25 Oct 2021)
• Morikazu Fukui

  IRN MXF01439

  • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
  • CF3 Chief Executive (18 Oct 2006 to 31 Mar 2011)
  • CF1 Director (18 Oct 2006 to 31 Mar 2011)
  • CF8 Apportionment and Oversight (18 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Oct 2006 to 31 Oct 2007)

No changes recorded yet.