Mario De Bergolis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asset Management One International Ltd.
FRN 186147
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2021)
- SMF16 Compliance Oversight (since 14 Apr 2021)
- SMF3 Executive Director (since 4 Jun 2020)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (27 Apr 2018 to 8 Dec 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
SS&C Depositary Services Limited (no longer approved here)
FRN 447534
- CF21 Investment Adviser
- CF30 Customer (23 Nov 2007 to 25 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.