Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Sep 2024)
    • [FCA CF] Significant management (since 6 Sep 2024)
    • [FCA CF] Material risk taker (since 6 Sep 2024)
    • [FCA CF] Client dealing (since 6 Sep 2024)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (20 May 2013 to 8 Dec 2019)
  • Asset Management One International Ltd. (no longer approved here)

    FRN 186147

    • CF21 Investment Adviser (12 Jul 2004 to 12 Aug 2005)
    • CF22 Investment Adviser (Trainee) (14 Jan 2004 to 12 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.