Aspen UK Syndicate Services Limited

Date authorised
1 April 2013
Companies House
05313771
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +442071848000
    Web
    https://www.aspen.co

  • Complaints Contact

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +442071848573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Crowther

    IRN MXC24645

    • SMF16 Compliance Oversight (20 Feb 2020 to 12 Jan 2022)
    • [FCA CF] Significant management (20 Feb 2020 to 31 Jan 2022)
  • Martin Gavin Jackson

    IRN MGJ01041

    • Responsible for Insurance Mediation (5 Sep 2016 to 1 Aug 2017)
    • CF3 Chief Executive (5 Sep 2016 to 1 Aug 2017)
  • Michael Roger Cain

    IRN MRC01172

    • SMF3 Executive Director (11 Feb 2021 to 30 Apr 2022)
    • SMF9 Chair of the Governing Body (11 Feb 2021 to 30 Apr 2022)
  • Nigel Joseph Douty Terry

    IRN NJT01115

    • CF1 Director (11 Nov 2014 to 18 Nov 2015)
  • Philip David Whittaker

    IRN PDW01077

    • CF2 Non Executive Director (25 May 2006 to 22 Mar 2010)
  • Richard David Houghton

    IRN RDH01024

    • CF1 Director (28 Apr 2010 to 29 Feb 2012)
  • Rupert Carlos Chwoles Villers

    IRN RCV01002

    • CF1 Director (28 Apr 2010 to 9 Dec 2014)
    • CF2 Non Executive Director (25 May 2006 to 26 Apr 2009)
  • Scott Kenneth Kirk

    IRN SKK01015

    • CF1 Director (11 Mar 2013 to 12 Nov 2014)
  • Stuart Ian Riley

    IRN SIR01015

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 17 Aug 2020)
    • SMF1 Chief Executive (20 Feb 2020 to 17 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2020)
    • Responsible for Insurance Mediation (21 Nov 2017 to 30 Sep 2018)
    • CF1 Director (15 Aug 2017 to 8 Dec 2019)
  • Stuart Mark Rouse

    IRN SMR01086

    • CF1 Director (28 Apr 2010 to 11 Jun 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.