Stuart Ian Riley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelis Underwriting Limited (no longer approved here)

    FRN 709360

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 May 2023 to 2 Aug 2023)
    • SMF16 Compliance Oversight (15 May 2023 to 2 Aug 2023)
  • SAMSUNG FIRE & MARINE INSURANCE COMPANY OF EUROPE LTD. (no longer approved here)

    FRN 528271

    • SMF16 Compliance Oversight (8 Jul 2021 to 3 Apr 2023)
    • SMF4 Chief Risk (8 Jul 2021 to 3 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2021 to 3 Apr 2023)
  • Aspen UK Syndicate Services Limited (no longer approved here)

    FRN 450345

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 17 Aug 2020)
    • SMF1 Chief Executive (20 Feb 2020 to 17 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2020)
    • Responsible for Insurance Mediation (21 Nov 2017 to 30 Sep 2018)
    • CF1 Director (15 Aug 2017 to 8 Dec 2019)
  • Aspen Insurance UK Limited (no longer approved here)

    FRN 202644

    • SMF16 Compliance Oversight (10 Jan 2019 to 5 Jun 2020)
    • CF1 Director (8 Jan 2010 to 8 Feb 2016)
  • Aspen Managing Agency Limited (no longer approved here)

    FRN 478192

    • SMF16 Compliance Oversight (10 Jan 2019 to 5 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.