Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniil Diatel

  IRN DXD01190

  • CF21 Investment Adviser (11 Sep 2003 to 6 Mar 2006)
• Darius Anthony Horban

  IRN DXH00837

  • [FCA CF] Algorithmic trading (30 Jul 2024 to 30 May 2025)
• Dionysios Georgiadis

  IRN DXG00560

  • [FCA CF] Algorithmic trading (30 Jul 2024 to 24 Oct 2025)
• Doctor Robert Alexander Crenian

  IRN RAC01124

  • CF21 Investment Adviser (26 Oct 2004 to 27 Dec 2006)
• Dominic Robert Simon Wells-Cole

  IRN DRW01155

  • CF30 Customer (2 Sep 2010 to 29 Jan 2014)
• Dominic Steel

  IRN DJS01270

  • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
  • CF27 Investment Management (17 Mar 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (12 May 2004 to 17 Mar 2006)
• Dongyan Xu

  IRN DXX01001

  • [FCA CF] Material risk taker (since 4 Nov 2024)
  • [FCA CF] Manager of certification employee (since 30 Jul 2024)
  • [FCA CF] Significant management (since 30 Jul 2021)
  • [FCA CF] Client dealing (since 30 Jul 2021)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
• Duncan Sanders

  IRN DXS00185

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
• Edward Aubone Pyke

  IRN EAP01021

  • CF21 Investment Adviser (5 Apr 2005 to 10 Nov 2005)
  • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 5 Apr 2005)
• Edward Logan

  IRN EXL01106

  • CF30 Customer (1 Nov 2007 to 17 Sep 2009)
  • CF21 Investment Adviser (19 Feb 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Dec 2002 to 19 Feb 2003)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.