Duncan Sanders

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • [FCA CF] Client dealing (11 Jan 2023 to 15 Aug 2025)
    • [FCA CF] Material risk taker (11 Jan 2023 to 15 Aug 2025)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.