Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eleanor Carroll Davidson

  IRN ECD01020

  • [FCA CF] Client dealing (since 11 Jul 2025)
  • [FCA CF] Algorithmic trading (since 30 Jul 2024)
• Eleanor Louise Whitehead

  IRN ELJ01005

  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
  • CF27 Investment Management (1 Dec 2001 to 20 Jan 2004)
• Elizabeth Daniel

  IRN EXD00248

  • SMF16 Compliance Oversight (since 17 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2024)
  • [FCA CF] Significant management (since 19 Aug 2024)
  • [FCA CF] Algorithmic trading (since 19 Aug 2024)
  • [FCA CF] Material risk taker (since 19 Aug 2024)
• Emma Jane Love

  IRN EJL01015

  • CF11 Money Laundering Reporting (3 Sep 2004 to 27 Nov 2006)
  • CF10 Compliance Oversight (30 Nov 2003 to 27 Nov 2006)
• Emma Kate Gilbert

  IRN EXG00275

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Emma Louise Clift

  IRN ELR01013

  • CF30 Customer (21 Oct 2009 to 8 Sep 2014)
• Eren Baris Oguz

  IRN EXO00138

  • [FCA CF] Algorithmic trading (since 21 Nov 2025)
• Eric Maxime Couffignals

  IRN EMC01074

  • [FCA CF] Significant management (24 Oct 2022 to 25 Apr 2023)
  • [FCA CF] Client dealing (24 Oct 2022 to 25 Apr 2023)
  • [FCA CF] Algorithmic trading (24 Oct 2022 to 25 Apr 2023)
• Eugene Patrick Lambert

  IRN EPL01009

  • CF27 Investment Management (15 Jan 2004 to 10 May 2005)
  • CF1 Director (1 Dec 2001 to 10 May 2005)
• Fabrice Bruno Pasquinelli

  IRN FBP01007

  • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.