Date authorised
1 April 2013
Companies House
03491169
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700
  • Complaints Contact

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Faisal Ahmed

    IRN FXA01054

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF26 Customer Trading (2 Dec 2004 to 31 Oct 2007)
  • Flora Hudson-Evans

    IRN FXH00127

    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Significant management (since 16 Jun 2023)
  • Franck Gilles Lauri

    IRN FXL01086

    • CF30 Customer (30 Sep 2015 to 24 Mar 2017)
  • Gabriel Moores

    IRN GXM01791

    • CF30 Customer (7 Dec 2012 to 1 Feb 2019)
  • Gavin Robert Ferris

    IRN GRF01029

    • CF30 Customer (1 Nov 2007 to 8 Sep 2011)
    • CF1 Director (11 May 2006 to 8 Sep 2011)
    • CF27 Investment Management (10 Mar 2006 to 31 Oct 2007)
  • Gemma Hagen

    IRN GXH00069

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Aug 2025)
  • Geoffrey Absalom

    IRN GXA00230

    • [FCA CF] Algorithmic trading (7 Nov 2023 to 1 Sep 2025)
    • [FCA CF] Client dealing (7 Nov 2023 to 1 Sep 2025)
  • George Wilson

    IRN GXW00322

    • [FCA CF] Client dealing (since 28 Jul 2023)
  • Gordon Kirkwood

    IRN GWK01020

    • CF30 Customer (26 Jun 2009 to 18 Oct 2013)
  • Graham Baird

    IRN GXB00570

    • [FCA CF] Algorithmic trading (since 20 May 2024)
    • [FCA CF] Client dealing (since 20 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Horizon21 (no longer appointed)

    FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.