Date authorised
1 April 2013
Companies House
03491169
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700
  • Complaints Contact

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Greg Murray

    IRN GXM11566

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Hakeem Gbadebo

    IRN HAH01045

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2023)
  • Hampus Schönfeldt

    IRN HXS00272

    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 29 Jul 2022)
  • Hamzah Patel

    IRN HXP00148

    • [FCA CF] Client dealing (25 Jan 2022 to 20 May 2022)
  • Hannah Hilsum-White

    IRN HXH00231

    • [FCA CF] Client dealing (since 28 Jul 2023)
    • [FCA CF] Manager of certification employee (30 Jul 2024 to 1 Aug 2025)
  • Heather Kirkman

    IRN HXK00041

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2024)
  • Iain Cameron

    IRN IXC00050

    • [FCA CF] Manager of certification employee (since 9 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Ian Campbell McWilliam

    IRN IXM01796

    • [FCA CF] Algorithmic trading (30 Jul 2024 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (30 Jul 2024 to 28 Feb 2025)
  • Ian Nicholas Helge Jarvis

    IRN INJ01003

    • CF2 Non Executive Director (17 May 2004 to 3 May 2005)
  • Ilija Zovko

    IRN IXZ01055

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 14 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Horizon21 (no longer appointed)

    FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.