Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Morris

  IRN RXM01012

  • [FCA CF] Algorithmic trading (20 May 2024 to 30 Sep 2025)
  • [FCA CF] Client dealing (20 May 2024 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (20 May 2024 to 30 Sep 2025)
  • [FCA CF] Significant management (20 May 2024 to 30 Sep 2025)
• Richard Paul Williams

  IRN RPW01065

  • CF29 Significant management (14 Jun 2011 to 22 Jan 2013)
• Robert John Wakefield

  IRN RJW01172

  • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
  • CF27 Investment Management (1 Jun 2005 to 31 Oct 2007)
  • CF26 Customer Trading (29 Dec 2003 to 31 Oct 2007)
  • CF1 Director (10 Oct 2002 to 18 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
• Robert Mark Simpson

  IRN RMS01170

  • CF26 Customer Trading (14 Nov 2005 to 18 Sep 2006)
• Robert May

  IRN RXM00626

  • [FCA CF] Client dealing (17 Mar 2022 to 22 Jan 2024)
• Roland Morris

  IRN RDM01088

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (29 Dec 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
• Roman Kurt Othmar Pelka

  IRN RKP01006

  • CF27 Investment Management (18 Apr 2006 to 30 Mar 2007)
• Rosemary Jane Reynolds

  IRN RJR01153

  • [FCA CF] Material risk taker (7 Dec 2021 to 24 Dec 2025)
  • [FCA CF] Significant management (30 Jul 2021 to 24 Dec 2025)
  • [FCA CF] Manager of certification employee (30 Jul 2021 to 24 Dec 2025)
  • [FCA CF] Client dealing (30 Jul 2021 to 24 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 24 Dec 2025)
  • CF1 Director (10 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (24 Jun 2013 to 8 Dec 2019)
• Rupert Packard

  IRN RWP01060

  • CF30 Customer (9 Jan 2008 to 16 Jan 2012)
• Russell David Thomas

  IRN RXT01207

  • CF26 Customer Trading (29 Dec 2003 to 11 Mar 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.