Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2026)
    • SMF16 Compliance Oversight (since 14 Apr 2026)
    • SMF3 Executive Director (since 28 Feb 2024)
    • SMF1 Chief Executive (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
    • [FCA CF] Proprietary trader (since 22 Oct 2025)
  • ExodusPoint Capital Management UK, LLP (no longer approved here)

    FRN 828549

    • [FCA CF] Algorithmic trading (7 Dec 2023 to 3 Dec 2024)
    • [FCA CF] Client dealing (21 Jun 2023 to 3 Dec 2024)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (17 Jan 2014 to 25 Jul 2017)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF29 Significant management (14 Jun 2011 to 22 Jan 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (29 Jan 2004 to 20 Apr 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.