Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Graham Parkin

  IRN JGP01031

  • CF30 Customer (1 Nov 2007 to 2 Apr 2010)
  • CF27 Investment Management (30 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
• John Springett

  IRN JXS00242

  • [FCA CF] Material risk taker (since 1 Feb 2026)
  • [FCA CF] Manager of certification employee (since 11 Jul 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• John Wesley Aviss

  IRN JWA01020

  • CF26 Customer Trading (29 Dec 2003 to 11 Mar 2005)
  • CF21 Investment Adviser (25 Nov 2002 to 29 Dec 2003)
• Jonathan Edward Stark Greenwold

  IRN JXG01926

  • CF10 Compliance Oversight (2 Apr 2019 to 19 Apr 2019)
  • CF1 Director (24 Mar 2015 to 19 Apr 2019)
  • CF11 Money Laundering Reporting (22 Aug 2012 to 20 Dec 2013)
  • CF29 Significant management (23 Aug 2011 to 10 Mar 2015)
• Jonathan Samuel Caplan

  IRN JSC01163

  • CF10 Compliance Oversight (31 Dec 2013 to 1 Feb 2019)
  • CF11 Money Laundering Reporting (31 Dec 2013 to 1 Feb 2019)
• Jordan O'Neill

  IRN JXO01368

  • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
  • CF30 Customer (7 Jun 2011 to 8 Dec 2019)
• Joseph Forde

  IRN JJF01083

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2022)
  • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
• Joseph Penalver

  IRN JXP00525

  • [FCA CF] Client dealing (1 Nov 2021 to 1 Aug 2025)
• Joseph William Fleming

  IRN JXF00734

  • [FCA CF] Algorithmic trading (since 27 Oct 2025)
• Joshua Olufsen

  IRN JXO00293

  • [FCA CF] Client dealing (since 10 Jul 2024)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.