Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partner Capital Limited (no longer approved here)

    FRN 171458

    • CF30 Customer (19 Jan 2016 to 9 Mar 2016)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF30 Customer (1 Nov 2007 to 2 Apr 2010)
    • CF27 Investment Management (30 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 May 2006)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 5 Jun 2003)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.