Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Paul Udall

  IRN JPU01002

  • CF30 Customer (1 Nov 2007 to 5 Apr 2013)
  • CF26 Customer Trading (29 Dec 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
• James Philip

  IRN JXP01381

  • CF26 Customer Trading (29 Dec 2003 to 19 Aug 2005)
  • CF21 Investment Adviser (17 May 2002 to 29 Dec 2003)
• Jean-Michel Fayolle

  IRN JXF01178

  • CF1 Director (9 Feb 2012 to 4 Jul 2014)
  • CF28 Systems and controls (6 Sep 2011 to 4 Jul 2014)
• Jeffrey Evan Seifert

  IRN JXS01677

  • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
• Jesus Tuesta Soto

  IRN JXT00641

  • [FCA CF] Client dealing (since 20 Oct 2023)
  • [FCA CF] Algorithmic trading (since 20 Oct 2023)
• Jianwei Chen

  IRN JXC01543

  • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
  • CF21 Investment Adviser (4 Oct 2002 to 31 Oct 2007)
• Joanna Duncan

  IRN JLS01158

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Manager of certification employee (since 12 Apr 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
• Joanne La Porte

  IRN JXL00146

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
• John Derek Wareham

  IRN JDW01101

  • CF30 Customer (1 Nov 2007 to 10 Mar 2015)
  • CF1 Director (15 May 2006 to 10 Mar 2015)
  • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
• John Francis O'Dowd

  IRN JFO01018

  • CF29 Significant management (1 Nov 2007 to 29 Jan 2010)
  • CF20 Significant Mgt (Settlements) (16 Mar 2007 to 31 Oct 2007)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.