James Philip

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (17 Jun 2020 to 1 Jan 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jan 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2025)
    • CF30 Customer (12 Feb 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 Jun 2020 to 1 Jan 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jan 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2025)
    • CF30 Customer (12 Feb 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF26 Customer Trading (29 Dec 2003 to 19 Aug 2005)
    • CF21 Investment Adviser (17 May 2002 to 29 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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