ASIL PARTNERS LLP

• Principal Place of Business

  38 Lombard Street

  London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442088653350

  Web

  http://www.asilpartners.com

• Complaints Contact

  38 Lombard Street

  London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442088653350

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Mohammed Jamal

  IRN MXJ01284

  • CF1 Director (AR) (23 Dec 2015 to 13 Dec 2017)
  • CF3 Chief Executive (AR) (23 Dec 2015 to 13 Dec 2017)
  • CF10 Compliance Oversight (13 Feb 2013 to 24 Jul 2015)
  • CF30 Customer (13 Feb 2013 to 2 Dec 2015)
  • CF11 Money Laundering Reporting (13 Feb 2013 to 24 Jul 2015)
  • CF4 Partner (13 Feb 2013 to 2 Dec 2015)
• Rajat Rohailla

  IRN RXR01508

  • CF30 Customer (13 Feb 2013 to 28 Apr 2015)
• Rajesh Pai

  IRN RXP01266

  • [FCA CF] Manager of certification employee (since 1 Jan 2022)
  • [FCA CF] Benchmark submission and administration (since 1 Mar 2020)
  • [FCA CF] Client dealing (since 1 Mar 2020)
  • [FCA CF] CASS oversight function (since 1 Mar 2020)
  • [PRA CF] Managing a material risk taker (since 1 Mar 2020)
  • [PRA CF] Key function holder (since 1 Mar 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF4 Partner (5 Dec 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (9 Feb 2016 to 24 Jul 2025)
• Sofia Souiri

  IRN SXS02585

  • CF30 Customer (8 May 2013 to 10 Jun 2014)
• Vikas Chauhan

  IRN CXV01134

  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • [FCA CF] Significant management (since 1 Jan 2021)
  • [PRA CF] Key function holder (since 1 Jan 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (AR) (27 Mar 2025 to 14 Jul 2025)
  • CF3 Chief Executive (AR) (27 Mar 2025 to 14 Jul 2025)
  • CF11 Money Laundering Reporting (6 Aug 2015 to 15 Nov 2016)
  • CF10 Compliance Oversight (6 Aug 2015 to 15 Nov 2016)
  • CF4 Partner (13 Feb 2013 to 8 Dec 2019)
• Vivek Ghiya

  IRN VXG01111

  • [FCA CF] Client dealing (1 May 2024 to 28 Nov 2025)

• Apeiron Securities LLP (no longer appointed)

  FRN 716466 · Appointed 11 Sep 2015 · Until 31 Jul 2025

• Regent Park Capital Partners Limited (no longer appointed)

  FRN 702486 · Appointed 27 May 2015 · Until 7 Dec 2017

No changes recorded yet.