Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (23 Dec 2015 to 13 Dec 2017)
- CF3 Chief Executive (AR) (23 Dec 2015 to 13 Dec 2017)
- CF4 Partner (13 Feb 2013 to 2 Dec 2015)
- CF10 Compliance Oversight (13 Feb 2013 to 24 Jul 2015)
- CF11 Money Laundering Reporting (13 Feb 2013 to 24 Jul 2015)
- CF30 Customer (13 Feb 2013 to 2 Dec 2015)
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- CF4 Partner (AR) (14 Aug 2012 to 12 Feb 2013)
- CF30 Customer (14 Aug 2012 to 12 Feb 2013)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF21 Investment Adviser (20 Mar 2006 to 11 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.