Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASIL PARTNERS LLP (no longer approved here)

    FRN 591755

    • CF1 Director (AR) (23 Dec 2015 to 13 Dec 2017)
    • CF3 Chief Executive (AR) (23 Dec 2015 to 13 Dec 2017)
    • CF4 Partner (13 Feb 2013 to 2 Dec 2015)
    • CF10 Compliance Oversight (13 Feb 2013 to 24 Jul 2015)
    • CF11 Money Laundering Reporting (13 Feb 2013 to 24 Jul 2015)
    • CF30 Customer (13 Feb 2013 to 2 Dec 2015)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF4 Partner (AR) (14 Aug 2012 to 12 Feb 2013)
    • CF30 Customer (14 Aug 2012 to 12 Feb 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF21 Investment Adviser (20 Mar 2006 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.