ASIL PARTNERS LLP

• Principal Place of Business

  38 Lombard Street

  London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442088653350

  Web

  http://www.asilpartners.com

• Complaints Contact

  38 Lombard Street

  London

  EC3V 9BS

  UNITED KINGDOM

  Phone

  +442088653350

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• . Astra Financials UK Limited

  IRN XXA01246

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (13 Feb 2013 to 8 Dec 2019)
• . MJ & Family UK Limited

  IRN XXM01166

  • CF4 Partner (13 Feb 2013 to 13 Dec 2017)
• AIVANAA EUGENE EDGAR TEVA MARAEA

  IRN AEM01156

  • [FCA CF] Proprietary trader (since 1 Jan 2021)
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• Abdennacer Elm'kaddem

  IRN AXE01458

  • CF30 Customer (21 Sep 2013 to 10 Jun 2014)
• Ahmed El Bouchikhi

  IRN AXE01247

  • CF30 Customer (8 May 2013 to 5 Sep 2014)
• Amit Jain

  IRN AXJ01128

  • [FCA CF] Client dealing (since 1 Jan 2021)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
  • [FCA CF] Significant management (since 1 Jan 2021)
  • SMF27 Partner (since 27 May 2020)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Georgia Sarantopoulou

  IRN GXS02049

  • CF30 Customer (28 Nov 2013 to 3 Jun 2019)
• Gupta Nidhi

  IRN GXN01252

  • [FCA CF] Material risk taker (since 1 May 2024)
  • [FCA CF] Proprietary trader (since 1 May 2024)
  • [FCA CF] Client dealing (since 1 May 2024)
  • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
• Himanshu Nautiyal

  IRN HXN01116

  • SMF27 Partner (9 Dec 2019 to 1 Mar 2020)
  • CF29 Significant management (27 Sep 2016 to 8 Dec 2019)
  • CF4 Partner (27 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (3 Feb 2016 to 12 Sep 2016)
• Loubna Bazine

  IRN LXB01395

  • CF30 Customer (18 Aug 2015 to 4 Dec 2017)

• Apeiron Securities LLP (no longer appointed)

  FRN 716466 · Appointed 11 Sep 2015 · Until 31 Jul 2025

• Regent Park Capital Partners Limited (no longer appointed)

  FRN 702486 · Appointed 27 May 2015 · Until 7 Dec 2017

No changes recorded yet.