Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
    • SMF27 Partner (since 27 May 2020)
    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Amagis Capital Partners LLP (no longer approved here)

    FRN 616272

    • CF4 Partner (13 Jun 2014 to 28 Feb 2017)
    • CF30 Customer (13 Jun 2014 to 31 Mar 2017)
  • ALBEMARLE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 226244

    • CF30 Customer (8 May 2014 to 24 Jul 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 3 Jun 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.