Rajesh Pai

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OSL Financial Services Ltd

    FRN 948512

    • CF1 Director (AR) (since 31 Jul 2025)
  • Uppar Finance Limited

    FRN 1036603

    • (2)Employed By (since 31 Jul 2025)
  • ASIL PARTNERS LLP

    FRN 591755

    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Benchmark submission and administration (since 1 Mar 2020)
    • [FCA CF] CASS oversight function (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • [PRA CF] Key function holder (since 1 Mar 2020)
    • [PRA CF] Managing a material risk taker (since 1 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (5 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (9 Feb 2016 to 24 Jul 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.