Ashtree Financial Services Ltd

• Principal Place of Business

  Ashtree Financial Services Ltd

  6-7 The Mall

  Newry

  Northern Ireland

  BT34 1BX

  UNITED KINGDOM

  Phone

  +442830262026

  Web

  https://www.ashtreefinancial.co.uk

• Complaints Contact

  6-7 The Mall

  Newry

  Down

  BT34 1BX

  NORTHERN IRELAND

  Phone

  +442830262026

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ann Marie McNeill

  IRN AMM00072

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Eileen Catherine Majella Brogan

  IRN ECB00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Gary William Hugh Neill

  IRN GWN00001

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Gordon Storrie

  IRN GXS00189

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Kevin Anthony Curran

  IRN KAC00001

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2025)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Martin Enda McLernon

  IRN MEM01166

  • [FCA CF] Client dealing (31 Mar 2025 to 5 Dec 2025)
  • [FCA CF] Functions requiring qualifications (31 Mar 2025 to 5 Dec 2025)
• Richard Michael Blaney

  IRN RMB00050

  • [FCA CF] Manager of certification employee (since 23 Jan 2025)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 2 Jul 2018)
  • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
  • CF1 Director (2 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)

No changes recorded yet.