Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 25 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Dec 2025)
    • [FCA CF] Client dealing (2 Mar 2020 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 28 Feb 2025)
    • CF30 Customer (26 May 2018 to 30 Sep 2019)
  • Ashtree Financial Services Ltd (no longer approved here)

    FRN 790287

    • [FCA CF] Functions requiring qualifications (31 Mar 2025 to 5 Dec 2025)
    • [FCA CF] Client dealing (31 Mar 2025 to 5 Dec 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (12 Nov 2019 to 27 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.