Eileen Catherine Majella Brogan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashtree Financial Services Ltd

    FRN 790287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • S Hill & Co Investment Advisers Limited (no longer approved here)

    FRN 186240

    • (14)Employed By (16 Oct 2013 to 6 May 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (27 May 2002 to 20 Oct 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Kelly & McCarty Associates (no longer approved here)

    FRN 184847

    • (4)Employed By (5 Jul 2001 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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