This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Ashburn Alexander

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FRN: 125014
Last scraped: 8 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Alexander House

109-111 Corporation Street

St. Helens

Merseyside

WA10 1SX

UNITED KINGDOM

Phone

+440174421076

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Deborah Whitehead
IRN DXW00041
- (3)Employed By (1 Oct 1998 to 31 Jul 2003)
Joseph Michael Carter
IRN MXC00077
- (1)Employed By (23 Sep 2002 to 5 Mar 2006)
Peter Alfred Ashworth
IRN PAA00013
- (4)Employed By (1 Oct 1998 to 14 Apr 2003)
Peter John Ledger
IRN PJL00024
- (5)Employed By (20 Sep 1999 to 27 Nov 2005)
Philip Ronald Owen
IRN PRO00005
- (2)Employed By (1 Oct 1998 to 27 Nov 2005)
Stephen Anthony Nutter
IRN SAN00008
- (6)Employed By (14 May 2001 to 1 Apr 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.