Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 30 Sep 2025)
- CF30 Customer (4 Jun 2025 to 13 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (26 Jul 2012 to 13 Oct 2025)
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- Employed By (26 Jul 2012 to 13 Oct 2025)
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- CF4 Partner (AR) (14 Jul 2011 to 30 Jun 2014)
- CF1 Director (AR) (9 Jun 2009 to 1 Jul 2011)
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- (3)Employed By (11 Jul 2006 to 1 Jul 2011)
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- CF1 Director (AR) (1 Jun 2005 to 14 May 2015)
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- (4)Employed By (21 Mar 2003 to 14 May 2015)
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- (5)Employed By (20 Sep 1999 to 27 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander House Associates Limited
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controlled function added: (4)Employed By at Alexander House Associates Limited