Stephen Anthony Nutter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wheatley Financial Services (no longer approved here)
FRN 231427
- Employed By (16 Feb 2004 to 16 Aug 2004)
Alexander House Associates Limited (no longer approved here)
FRN 223549
- (7)Employed By (20 Mar 2003 to 6 Jun 2003)
Ashburn Alexander (no longer approved here)
FRN 125014
- (6)Employed By (14 May 2001 to 1 Apr 2003)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function removed: Employed By at Alexander House Associates Limited
11 hours ago
controlled function added: (7)Employed By at Alexander House Associates Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.