A.S.E. Insurance Agency (UK) Limited

Date authorised
1 April 2013
Companies House
03276621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Mill Road
    Maldon
    Essex
    CM9 5HZ
    UNITED KINGDOM
    Phone
    +4401621851916
    Web
    https://www.aseinsurance.co.uk

  • Complaints Contact

    2 Mill Road
    Maldon
    Essex
    CM9 5HZ
    UNITED KINGDOM
    Phone
    +4401621851916

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary James Ellis

    IRN GJE01031

    • CF29 Significant management (1 Nov 2007 to 9 Jan 2013)
    • CF17 Significant Mgt (Other Business Operations) (6 Nov 2006 to 31 Oct 2007)
  • Joanne Elaine McGuinness

    IRN JEM01292

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2021)
    • CF28 Systems and controls (20 Sep 2018 to 8 Dec 2019)
    • CF1 Director (25 Feb 2016 to 8 Dec 2019)
  • Lee McGuinness

    IRN LXM00448

    • [FCA CF] Client dealing (since 8 Jun 2022)
  • Nicola Claire Francis

    IRN NCF01025

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2023)
    • Responsible for Insurance Mediation (8 Aug 2018 to 30 Sep 2018)
    • CF1 Director (9 Oct 2014 to 8 Dec 2019)
  • Paula Doody

    IRN PXD00261

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2022)
  • Roger Ian Garwood

    IRN RIG01020

    • CF28 Systems and controls (1 Nov 2007 to 5 Nov 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 6 Aug 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Aug 2018)
  • Simon Gowler

    IRN SXG01444

    • Responsible for Insurance Distribution (since 4 Dec 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Dec 2014 to 8 Dec 2019)
  • Susan Joy McHugh

    IRN SJM01384

    • CF28 Systems and controls (1 Nov 2007 to 10 Feb 2016)
    • CF1 Director (30 Jun 2005 to 31 Dec 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.