Nicola Claire Francis

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.S.E. Insurance Agency (UK) Limited (no longer approved here)

    FRN 300595

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2023)
    • Responsible for Insurance Mediation (8 Aug 2018 to 30 Sep 2018)
    • CF1 Director (9 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.