Roger Ian Garwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.S.E. Insurance Agency (UK) Limited (no longer approved here)

    FRN 300595

    • CF28 Systems and controls (1 Nov 2007 to 5 Nov 2018)
    • CF1 Director (14 Jan 2005 to 6 Aug 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.