ASCOT LLOYD FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Complaints Contact

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hayley Rebecca Massie

  IRN HRM01041

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2021)
• Heena Pravin Brown

  IRN HXB00380

  • [FCA CF] Client dealing (17 Jan 2025 to 22 Aug 2025)
  • [FCA CF] Functions requiring qualifications (17 Jan 2025 to 22 Aug 2025)
• Helen Robbins

  IRN HXR08235

  • [FCA CF] Client dealing (12 Nov 2021 to 15 Apr 2022)
  • [FCA CF] Functions requiring qualifications (12 Nov 2021 to 15 Apr 2022)
• Henry Miles Aldrich Robinson

  IRN HMR01049

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
• Hester Isabel McClure

  IRN HXM00258

  • [FCA CF] Significant management (16 May 2022 to 19 Jun 2023)
• Hina Desai

  IRN HXD00012

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2022)
  • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
• Hollee Louise Vivian

  IRN HLV01012

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 12 May 2023)
  • [FCA CF] Functions requiring qualifications (since 12 May 2023)
• Huw Price Davies

  IRN HPD00001

  • [FCA CF] Functions requiring qualifications (25 Sep 2020 to 25 May 2023)
  • [FCA CF] Client dealing (25 Sep 2020 to 25 May 2023)
• Ian David Strong

  IRN IDS00021

  • CF30 Customer (1 Nov 2007 to 11 Nov 2014)
  • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Mar 2007 to 3 Aug 2007)
• Ian Grant

  IRN IXG00015

  • [FCA CF] Significant management (24 Apr 2020 to 1 Nov 2021)

No changes recorded yet.