Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
West Park Investment Partnership Limited
FRN 627635
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (12 Nov 2014 to 8 Dec 2019)
- CF30 Customer (12 Nov 2014 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 11 Nov 2014)
- CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Mar 2007 to 3 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.