Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lauren Charlotte Manson

    IRN LCM01019

    • CF22 Investment Adviser (Trainee) (1 May 2002 to 15 Aug 2003)
  • Laurent Paul Francois Millet

    IRN LPM01027

    • [FCA CF] Manager of certification employee (21 Apr 2022 to 29 Dec 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 29 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2022)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • Lawrence Adrian Joseph Brennan

    IRN LAB01053

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2020)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2003)
  • Lesley Elaine Cairney

    IRN LEC01045

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (12 Dec 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (4 Oct 2017 to 8 Dec 2019)
    • CF29 Significant management (18 Apr 2016 to 8 Dec 2019)
  • Liam O'Donnell

    IRN LXO01124

    • [FCA CF] Client dealing (since 17 Nov 2023)
  • Louise Grech

    IRN LXG00012

    • 16. Safeguarding and administering investments or holding client money
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] CASS oversight function (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2021)
  • Louise Redgewell

    IRN LXR00409

    • 16. Safeguarding and administering investments or holding client money
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
  • MATTHEW Couzens

    IRN MLC01095

    • [FCA CF] Client dealing (since 13 Mar 2025)
  • Marek Jurasinski

    IRN MXJ01558

    • [FCA CF] Client dealing (27 Jul 2022 to 19 Dec 2022)
  • Mark Andrew John Howell

    IRN MAH01159

    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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