Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] CASS oversight function (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.