Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joshua Passmore

    IRN JXP00180

    • [FCA CF] Client dealing (since 18 Sep 2023)
  • Juan Alvaro Valenzuela Molina

    IRN JAV01044

    • [FCA CF] Significant management (27 Oct 2021 to 18 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2023)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
  • Julia Casson

    IRN JXC02544

    • [FCA CF] Significant management (6 Jul 2022 to 6 Oct 2023)
  • Julian Charles Shelford Rodriguez

    IRN JXR00008

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Karen Rose Gormley

    IRN KXG00006

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • Kartik Kumar

    IRN KXK01659

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 29 Nov 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 29 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (6 Feb 2015 to 8 Dec 2019)
  • Kirsty Margaret Frances Tuerena

    IRN KXT00005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2022)
  • LINDSAY JAMES WHITELAW

    IRN LJW01035

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Sep 2002 to 31 Oct 2007)
  • Lap Hang Yiu

    IRN LHT01005

    • CF30 Customer (29 Sep 2010 to 31 May 2013)
  • Laura Corbetta

    IRN LXC00740

    • [FCA CF] Client dealing (since 30 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.