Arnott Guy & Co Ltd

• Principal Place of Business

  4-6 Brassey Avenue

  Eastbourne

  East Sussex

  BN22 9QD

  UNITED KINGDOM

  Phone

  +4401323520000

  Web

  https://arnottguy.uk

• Complaints Contact

  4-6 Brassey Avenue

  Eastbourne

  East Sussex

  BN22 9QD

  UNITED KINGDOM

  Phone

  +4401323520000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Robert Arnott

  IRN BRA00002

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • Responsible for Insurance Mediation (11 Apr 2005 to 12 Apr 2007)
  • CF8 Apportionment and Oversight (11 Apr 2005 to 12 Apr 2007)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (11 Apr 2005 to 12 Apr 2007)
  • CF10 Compliance Oversight (11 Apr 2005 to 12 Apr 2007)
  • CF1 Director (11 Apr 2005 to 12 Apr 2007)
• Carl Roland Guy

  IRN CRG00010

  • 14. Managing investments
  • 10. Broker fund adviser
  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (12 Apr 2007 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (12 Apr 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Apr 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 Apr 2007 to 30 Sep 2018)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (11 Apr 2005 to 31 Oct 2007)
  • CF1 Director (11 Apr 2005 to 8 Dec 2019)
• Charles Johnson

  IRN CXJ00363

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 13 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
• Christopher Colin Winterton

  IRN CXW24006

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2024)
  • CF30 Customer (16 Nov 2019 to 8 Dec 2019)
• James Alan Stevens

  IRN JXS24198

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 10. Broker fund adviser
  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [PRA CF] Key function holder (since 6 May 2025)
  • [FCA CF] Significant management (since 6 May 2025)
  • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • [FCA CF] Client dealing (since 6 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2022)
• Michael Eric Kent

  IRN MEK00005

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
• Neil Stephen Barnett

  IRN NXB01259

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
• Tina Selina Clara Goswell

  IRN TSG00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)

No changes recorded yet.