Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 31 Jul 2024)
    • CF30 Customer (since 22 Jul 2024)
    • (25)Employed By (since 22 Jul 2024)
  • Arnott Guy & Co Ltd (no longer approved here)

    FRN 424079

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2024)
    • CF30 Customer (16 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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