Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arnott Guy & Co Ltd (no longer approved here)

    FRN 424079

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF10 Compliance Oversight (11 Apr 2005 to 12 Apr 2007)
    • CF11 Money Laundering Reporting (11 Apr 2005 to 12 Apr 2007)
    • CF1 Director (11 Apr 2005 to 12 Apr 2007)
    • CF8 Apportionment and Oversight (11 Apr 2005 to 12 Apr 2007)
    • Responsible for Insurance Mediation (11 Apr 2005 to 12 Apr 2007)
    • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.